Supervisory Principal

27 March 2022
CA-San Diego


CA-San Diego, Are you interested in working in a meaningful career? The Supervisory Principal will be responsible for serving as the OSJ/Branch Office Manager for Independent Financial Advisors located nationwide. This role will be responsible for supervising client suitability relative to the appropriateness of transactions ensuring advisors are meeting the standards and requirements of supervision set forth b



Related Jobs

3 March 2024
Principal Legal & Regulatory Reforms   Borough, South East London new
3 March 2024
3 March 2024