Description
Securities Transfer Analyst (Wealth Management Operations) We're looking for an Analyst to join our Securities Transfer team responsible for all free of payment transfer of all types of securities, funds and private assets. You will have some previous experience and will work independently under the supervision of Lead Analysts. You will thrive in a fast-paced environment with an emphasis on meeting tight deadlines. A strong interest in learning and harnessing technology will help you with your role in the organisation. You will be flexible, creative and curious enough to take on a challenge, rather than tick off set tasks on a to-do list. About Schroders We're a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future. We have around 4,000 people on six continents. And we've been around for over 200 years but keep adapting as society and technology changes. What doesn't change is our commitment to helping our clients, and society, prosper. The Schroders Campus You'll be based at our Schroders Campus near Horsham in West Sussex. That's home to our operational teams, product reporting and operational oversight for Europe, the Middle East and Africa. What you'll do • Responsible for all free of payment securities transfers (Shares, Bonds, Exchange Traded Funds, Options, Mutuals, Hedge funds, and Private Equities); • Register and deregister Swiss Registered Shares at the Swiss Share Registrars and reconciliation of Share Register records against T24 and Registration Database • Investigate and validate if securities can be accepted (Stock Checks); • Monitor and troubleshoot unsettled transfers as well as independently resolve securities transfers related enquiries; • Realign securities between custodians or different accounts held with Custodians and Transfer Agents; • Issue documents for Investment fund transfers and for openings new relations with transfer agents; • Manage client and stakeholder queries pro-actively, liaising with external and internal partners with particular focus on quality and timeliness of communication; • Utilise department controls and procedures honestly and effectively, taking steps to escalate potential problems before they become risks; • Suggest, explore and help to implement ideas to save time and cost, reduce risk and improve service quality; • Collaborate with others to help build a positive and supportive working environment; • Work through high volumes, prioritise, and manage workload according to risk or deadlines; • Contribute to department and Company initiatives and projects. The knowledge, experience and qualifications you need • Prior experience in Securities Transfer; • Strong aptitudes for numeracy and attention to detail in a fast-paced office environment; • Good at analysing and solving problem with a strong handle on operational risk; • Proficient in basic software notably Excel. What you'll be like • Pro-active and effective in managing your own time with ability to prioritise tasks appropriately; • Open to feedback, receptive to change, challenges status quo and continually looks out for team and self improvement opportunities; • Excellent communicator with strong interpersonal skills who takes a wider interest in other activities on the team and business, offering support wherever possible; • A strong team player able to develop and manage strong working relationships with global internal departments and external counterparties; • Able to adapt to changes quickly and be an advocator of an innovative culture within the team; We recognise potential, whoever you are Our purpose is to provide excellent investment performance to clients through active management. Diversity of thought facilitated by an inclusive culture will allow us to make better decisions and better achieve our purpose. This is why inclusion and diversity are a strategic priority for us and why we are an equal opportunities employer: you are welcome here regardless of your age, disability, gender identity, religious beliefs, sexual orientation, socio-economic background or any other protected characteristics My Profile Create and manage profiles for future opportunities. For applicants applying for positions with Schroder Investment Management North America Inc. (SIMNA): SIMNA endeavors to make this website accessible to any and all users. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact the SIMNA HR Team at SchrodersUSRecruitmentSchroders.com. This contact information is for accommodation requests only and cannot be used to inquire about the status of applications. SIMNA is an equal opportunity employer. Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status. Please view SIMNA’s EEO POLICY STATEMENT . If you’d like more information on your EEO rights under US law, please view EEO IS THE LAW POSTER , EEO IS THE LAW POSTER SUPPLEMENT and PAY TRANSPARENCY POSTING . J-18808-Ljbffr