Compliance Associate

Compliance Professionals
2 December 2019
London, United Kingdom
Job Type


Experience of Short Selling, Takeover Panel and Shareholder Disclosure advantageous. Implementation and update regulatory filing for UK, Singapore and Australian entities. Monitoring of core compliance policies, covering a number of areas including market abuse, careful communications, PA Trading, short selling disclosures etc. Proficient with Microsoft Office, i.e.:....

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