Description
MERJE are working with a highly reputable Hedge Fund in their search for an Investment Compliance specialist in London. Reporting directly into the UK Director of Compliance and working closely with the global Compliance team, you will be responsible for: Carrying out the compliance monitoring program including trade monitoring and surveillance, trade and transaction reporting and research vetting Reviewing of trade errors, market abuse related matters and market soundings Carrying out counterparty onboarding and periodic reviews Conducting gap analysis and compliance desk reviews as well as annual compliance reviews Assisting with monitoring regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Assisting with educating investment and non-investment staff on compliance related matters and enforcing compliance policies Background/Experience Practical experience with trade and non-trade related compliance matters (including trade monitoring) Exposure to/understanding of different types of instruments and asset classes (equities, equity derivatives, macro, commodities and credit) Knowledge of insider dealing rules and regulations The ability to work closely with other departments including investment staff, operations, accounting and marketing Ability to work and excel in a high intensity environment Strong written and verbal communication skills Outstanding attention to detail and strong organization skills